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Investigating of the Financial Market Regulators Activity

Major: Finance, Banking and Insurance
Code of Subject: 8.072.00.M.23
Credits: 3
Department: Finance
Lecturer: Professor Alieksieiev Ihor Professor Bondarchuk Mariia
Semester: 4 семестр
Mode of Study: заочна
Learning outcomes:
1. The ability to investigate the activities of financial market regulators.
2. Ability to evaluate the legislative and regulatory framework for the functioning of financial market regulators
3. Ability to explore the activities of financial market regulators, their tasks, functions and features of interaction with each other.
4. Ability to explore the global experience of operating mega-regulators in the financial market and assess the feasibility of establishing such regulators in Ukraine with a view to consistency in regulatory activities, eliminating duplication of oversight functions, the use of common approaches, methods and forms of oversight, unified information support, strengthening the responsibility of the regulator solutions.
5. Ability to use scientific and methodological tools to evaluate and analyze the activities of financial market regulators
6. Ability to use tools to ensure the financial security of financial market regulators
Required prior and related subjects:
Global trends in the transformation of financial and credit systems
Financial market
Research of global financial market trends
Features of development of parabank system of Ukraine

Summary of the subject:
The discipline deals with issues related to the study of the activity of financial market regulators; the analysis of the need for skills in the functioning of financial market regulators for future scientists is considered, the legislative and regulatory framework of financial market regulators is considered; the goals and objectives of the National Bank of Ukraine, the National Commission for State Regulation in the Financial Services Market, and the National Securities and Stock Market Commission are compared with other financial market regulators in different countries of the world; theoretical and methodological approaches to elimination of duplication of supervisory functions of financial market regulators, use of common approaches, methods and forms of supervision, single information support, strengthening of responsibility of the regulator for decision making are studied; study the world experience of functioning of mega-regulators in the financial market and evaluate the possibility of creating such regulators in Ukraine; the theoretical and methodological aspects of ensuring the financial security of financial market regulators are considered, as well as scientific and methodological tools for evaluating and analyzing the activity of financial market regulators
Recommended Books:
Науменкова С. В., Міщенко В. І. Системи регулювання ринків фінансових послуг зарубіжних країн: Навч. посібник. – К.: Центр наукових досліджень НБУ; Університет банківської справи НБУ, 2010. – 170 с.
Гроші та кредит : навч. посібник / І. В. Алєксєєв, М. К. Бондарчук. -Львів : Видавництво Львівської політехніки, 2017. – 216 с.
Фінансова санація і антикризове управління підприємством: навч. посібник / М. К. Бондарчук, І. В. Алєксєєв. . – Львів : Видавництво Львівської політехніки, 2017. – 268 с. Financial sanitation and enterprise’s crisis management / Мariia Bondarchuk, Ihor Alieksieyev: Tutorial – Lviv:,2017. – 268 p.
Бондарчук М.К., Алєкссєв І.В., Кльоба Л.Г. БАНКІВСЬКА СИСТЕМА: Навчальний посібник. — Львів: Ліга-Прес, 2017,- 246 с. Bondarchuk Mariia, Alieksieiev Ihor, Kloba Lev. BANKING SYSTEM: Tutorial – Lviv: Liga-Pres,2017. – 246 p.
Assessment methods and criteria:
Current control (40%), exam (60%).